Have you suffered losses investing in Aequitas ETC Founders Fund , LLC? If so, the securities attorneys of The White Law Group may be able to help you recover your losses through a FINRA arbitration against the brokerage firm that recommended the investment.
According to SEC filings, Aequitas ETC Founders Fund was organized in 2011 and headquartered in Lake Oswego, Oregon.This limited liability company is exempt from registration with the SEC.
Unregistered securities, like Aequitas, are inherently risky due to the lack of regulatory oversight. Compared to more traditional investments such as stocks or mutual funds, these investments are generally more complexly structured and often considered high-risk products.
Brokerage firms have a responsibility to recommend securities products that are consistent with each individual client’s age, net-worth, investment objectives, financial needs, and risk tolerance. Unfortunately, some firms overlook suitability requirements and industry regulations when offering alternative investments.
When brokerage firms overlook suitability requirements and industry regulations they may be liable for investment losses. If you invested in Aequitas ETC Founders Fund and would like to discuss your litigation options, please call the securities attorneys of The White Law Group at (312)238-9650 for a free consultation.
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee.
For more information on The White Law Group, visit www.whitesecuritieslaw.com.