According to FINRA, Douglas Studer (CRD #4440047, Fort Lauderdale, FL) submitted an AWC in which he was barred from association with any FINRA member in any capacity. Without admitting or denying the allegations, Studer consented to the sanction and to the entry of findings that he refused to appear for on-the-record testimony as requested by FINRA in relation to an investigation into whether he had violated his employing member firm’s policy by being named in an elderly customer’s estate documents to inherit the customer’s waterfront condominium.
For FINRA’s full findings see FINRA Case #2015047609101.
According to FINRA BrokerCheck, Studer was registered with Kovack Securities in Fort Lauderdale, FL from 10/2015 – 07/2016 and National Securities Corporation in Aventura, FL from 11/2013 – 11/2015.
If you suffered losses investing with Douglas Studer the attorneys at The White Law Group may be able to help. For a free consultation, please call (888) 637-5510.
The foregoing information, which is all publicly available on FINRA’s website, is being provided by The White Law Group. The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee. For more information on the firm and it’s representation of investors, visit www.whitesecuritieslaw.com.