Recovery of Investment Losses in Invizeon Corporation
Are you concerned about investment losses in Invizeon Corporation? If so, the attorneys at The White Law Group may be able to help you recover your losses through a FINRA Arbitration claim.
Invizeon Corporation develops software platforms and solutions for government and enterprise organizations globally. The software includes platforms to manage information from sensing and detection technologies. In the past few years, Invizeon has acquired several businesses including Seafaring Security Services, Slipstream Resources, and Gaga Africa. Invizeon Corporation was incorporated in 1999 and is based in Missoula, Montana.
Often, Invizeon Corporation would raise capital through Reg D private placement offerings. According to FINRA in August 2015, Barry G. Hartman was barred from the securities industry to resolve allegations that he personally invested $450,000 in Invizeon Corporation.
Unfortunately for investors, the company filed for Chapter 7 bankruptcy on December 30, 2016.
Failure to Supervise
Brokerage firms are required to adequately supervise their advisors. They must ensure they are complying with FINRA rules.
When brokers abuse client accounts and conduct transactions that violate securities laws, the brokerage firm they are working with may be liable for investment losses. Brokerage firms that fail to monitor the business activities of their employees may be liable for investment losses.
The brokerage firms can be held responsible for any losses in a FINRA arbitration claim if it is determined that they failed to properly supervise their agent.
If you suffered losses investing in Invizeon Corporation, the attorneys at The White Law Group may be able to help you. For a free consultation, please call (888) 637-5510.
The foregoing information, which is all publicly available, is being provided by The White Law Group.
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee. For more information, please visit our website, www.whitesecuritieslaw.com.