According to a recent FINRA Disciplinary Action, Ismail Elmas (CRD #2702531, Vienna, Virginia) submitted an AWC in which he was barred from association with any FINRA member in any capacity.
Without admitting or denying the findings, Elmas consented to the sanction and to the entry of findings that he failed to provide documents and information FINRA had requested in connection with an investigation into allegations that he converted client funds for personal use and participated in an unauthorized outside business activity.
For the full case information, see FINRA Case #2014042148801.
According to his FINRA Broker Check Report, Elmas was registered with Cuna Brokerage Services from November 2007 through January 2013 and Cuso Financial Services from January 2013 through August 2014.
The foregoing information, which is all publicly available on FINRA’s website, is being provided by The White Law Group. The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee.
For a free consultation with a securities attorney, please call the firm’s Chicago office at 312/238-9650. For more information on The White Law Group, visit https://www.whitesecuritieslaw.com.