Financial Advisor Jacquin Fink, Merrill Lynch in New York, NY

According to the Financial Industry Regulatory Authority (FINRA), Jacquin Fink has reportedly been the subject of 11 customer complaints for allegations of unsuitable investment recommendations, churning and “aggressive trades,” among others.

The three most recent complaints allege unsuitable investment recommendations. Two were settled for $800,000 and $500,000, and one is still pending, according to Fink’s broker report.

According to his FINRA BrokerCheck report, Fink was reportedly affiliated with Merrill Lynch in New York, NY for 41 years. 

When brokers violate securities laws, such as making unsuitable investments or churning accounts, the brokerage firm they are working with may be liable for investment losses through FINRA Arbitration.

Brokerage firms that fail to monitor the business activities of their employees may be liable for investment losses due to negligent supervision for the misconduct of their employees.

The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Franklin, Tennessee.

We represent investors in FINRA arbitration claims in all 50 states, including New York. Our attorneys have recovered tens of millions of dollars from a multitude of brokerage firms in the past.

Free Consultation

If you are concerned about your investments with Jacquin Fink, please call the securities fraud attorneys at The White Law Group at 888-637-5510 for a free consultation.

For more information on The White Law Group, and its representation of investors, please visit www.WhiteSecuritiesLaw.com.