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Written by 5:59 pm Blog, Current Investigations

Peach Tree #1 LP Securities Investigation

Peach Tree #1 LP Securities Investigation, Featured by Top Securities Fraud Attorneys, The White Law Group

Investigating Potential Claims – Peach Tree #1 LP

Are you concerned about your investment in Peach Tree #1 LP? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Dispute Resolution claim against the brokerage firm that sold you the investment.

The company filed a Form D (private placement) notice of exempt offering of securities in 2016 to raise capital from investors. This is an oil & gas investment according to the Form D.

Many oil and gas LPs have high expense ratios, and due to the decline in the overall health of the oil and gas market, are suffering. Some are on the brink of default, or worse yet, bankruptcy.  Such an outcome is extreme, but not unforeseen. It only highlights the unsuitability of these investments for most retail investors – particularly in large concentrations.

The Risks of Investing in Alternative Investments

The White Law Group is investigating the liability that FINRA registered brokerage firms may have for improperly selling alternative investment products like Peach Tree #1 LP to investors.

Private placements are a means for smaller companies to raise capital through the sale of equity or debt securities without having to register their securities with the SEC. These investments are often riskier and more complicated than traditional investments, and are only suitable for high net worth, sophisticated investors.

Broker dealers are required to perform adequate due diligence on any investment they recommend. They must ensure that all recommendations are suitable for the investor. Recommendations should be in line with the investor’s age, risk tolerance, net worth, and investment experience.

Despite the risks of investing in this type of alternative investments, brokerage firms continue to push this type of investment because of the high commissions associated with their sale and creation.

If you are concerned about your investment in Peach Tree #1 LP or another private placement investment and would like to speak with a securities attorney about your options, please call The White Law Group at 888-637-5510 for a free consultation.

The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee.

For more information on The White Law Group and its representation of investors in FINRA arbitration claims, visit https://www.whitesecuritieslaw.com.

 

 

 

Tags: , , , , , , , , , , , , , , Last modified: March 21, 2019