Aegis Capital Corp disciplinary action
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Aegis Capital Corp. March 17, 2017

Aegis Capital Corp. Investigation

According to an SEC filing, three regulatory agencies are investigating Aegis

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August 5, 2015

Aegis Capital Corp Accused of Selling Unregistered Penny Stocks

The New York based brokerage firm, Aegis Capital Corp, agreed to pay $950,000 to

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