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Tag: Aegis Capital corp

Aegis Advisor Keith Curtis Barred by FINRA featured by top securities fraud attorneys, the White Law Group

Broker Investigations, FINRA SEC Sanctions

November 29, 2023

Aegis Advisor Keith Curtis Barred by FINRA

FINRA Bars Keith Curtis after Allegations of Conversion of Funds According to public records, on November 16, 2023, FINRA, the...

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Surage Roshan Perera Allegedly Stole $4 Million from Investor featured by top securities fraud attorneys the White Law Group

Blog, Broker Investigations

July 7, 2023

Surage Roshan Perera Allegedly Stole $4 Million from Investor

Aegis Broker Surage Roshan Perera Reportedly Arrested for 16 Count Fraud Charges The Financial Industry Regulatory Authority, the...

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Aegis Capital Corp. Hit with $2.8M For Excessive and Unsuitable Trades, featured by top securities fraud attorneys, The White Law Group

Blog, Current Investigations, Securities Fraud Articles

November 9, 2021

Aegis Capital Corp. Hit with $2.8M for Excessive Trades

FINRA Fines Aegis Capital Corp. $2.8M For Excessive and Unsuitable Trades According to The Financial Industry Regulatory Authority...

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Aegis Capital Corp. Customer Complaints & Regulatory Actions, featured by top securities fraud attorneys, The White Law Group

November 20, 2020

Aegis Capital Corp. Customer Complaints & Regulatory Actions

The White Law Group reviews the regulatory history of Aegis Capital Corp. Aegis Capital Corp., (CRD #15007, New York, NY) is a...

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