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Alvin Charles Ramsey (formerly of Proequities, Inc.) barred from securities industry.

June 9, 2010 Comments (0) Blog, Securities Fraud

FINRA recently announced that Alvin Charles Ramsey, formerly a registered representative with Proequities, Inc. (a FINRA registered broker-dealer based in Martinez, Georgia) has been barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Ramsey consented to the
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Robyn Lynn O’Hara, formerly of WFG Investments, Inc. in Snellville, Georgia, has been barred from FINRA for securities violations.

September 30, 2009 Comments (0) Blog, Securities Fraud

FINRA recently announced that Robyn Lynn O’Hara, formerly of WFG Investments, Inc. in Snellville, George, has been barred from FINRA for securities violations. Without admitting or denying the findings, O’Hara consented to the findings that she engaged in multiple trades in customers’ accounts at her member
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