Alex G. Herrera FINRA Archives - The White Law GroupThe White Law Group | Securities Fraud Attorneys and FINRA Arbitration Lawyers

Alex G. Herrera FINRA
Tag Archive

October 26, 2018

UBS Faces Lawsuit over Failure to Supervise Former Broker, Alex...

Alex G. Herrera – UBS Financial – Coral Gables, FL According to a press

Read article

August 10, 2018

Alex G. Herrera Barred from Securities Industry

Securities Investigation – Alex G. Herrera – UBS Financial Services –

Read article

CIM Real Estate Finance Trust, Inc. Lawsuit Investigation
January 18, 2022
SEC Permanently Bars Advisor Michael Shillin after Criminal Fraud Charges
January 11, 2022
American Finance Trust (AFIN) Renames Itself “The Necessary Retail REIT”
January 6, 2022
BDCA Changes Name to “Franklin BSP Lending Corporation”
January 5, 2022

(312) 238-9650 | Fax (312) 238-8950 | (888) 637-5510 | 125 S. Wacker Drive, Suite 300, Chicago, Illinois 60606

The information you obtain at this site is not, nor is it intended to be, legal advice. You should consult an attorney for individual advice regarding your own situation. You may reproduce materials available at this site for your own personal use and for non-commercial distribution. All copies must include this copyright statement. © 2015 by The White Law Group, LLC All rights reserved.

Alex G. Herrera FINRA
Tag Archive

UBS Faces Lawsuit over Failure to Supervise Former Broker, Alex...

Alex G. Herrera Barred from Securities Industry

THE WHITE LAW GROUP

Investment Losses?

Recent Posts

CIM Real Estate Finance Trust, Inc. Lawsuit Investigation

SEC Permanently Bars Advisor Michael Shillin after Criminal Fraud Charges

American Finance Trust (AFIN) Renames Itself “The Necessary Retail REIT”

BDCA Changes Name to “Franklin BSP Lending Corporation”

Alex G. Herrera FINRA Tag Archive

THE WHITE LAW GROUP

Investment Losses?

Alex G. Herrera FINRA
Tag Archive