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August 23, 2017

Cetera Broker-dealers to pay $3.3 million in Restitution

Cetera Financial Group Settles with FINRA According to reports, five Cetera

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and Girard Securities Inc.
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Cetera Broker-dealers to pay $3.3 million in Restitution

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and Girard Securities Inc. Tag Archive

Cetera Broker-dealers to pay $3.3 million in Restitution

THE WHITE LAW GROUP

Investment Losses?

Recent Posts

Ex-Worden Advisor Salvatore Pizzimenti Barred from Securities Industry

FINRA Complaint: Marc Reda of Spartan Capital, Charged with Broker...

Ex-LPL Financial Advisor Paul McGonigle Charged with Defrauding Clients

Ex-Sagepoint Advisor Cynthia Komarek Barred from Securities Industry

and Girard Securities Inc.
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