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October 21, 2010
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Blog, Securities Fraud
Waddell & Reed’s sales practices have been the subject of regulatory inquiry on several occasions. Back in 2005, FINRA resolved its action against Waddell & Reed, Inc., of Overland Park, KS, arising from thousands of variable annuity exchanges made as part of the firm’s national switching campaign.
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July 16, 2010
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Blog, Securities Fraud
The White Law Group is investigating the sales practices of brokerage firms and insurance companies that market and sell equity indexed annuities to retired or elderly investors. Indexed Annuities are annuities that are typically tied to a particular stock market index such as the S&P 500 or the Dow Jones
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