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August 21, 2017
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Current Investigations, Securities Fraud
Scotrun, PA ex-broker barred by FINRA, NJ Bureau of Securities and PA Bureau of Securities According to FINRA, Anthony Diaz (Scotrun, PA CRD 4131948) entered into an Order Accepting Offer of Settlement with the Financial Industry Regulatory Authority (FINRA) on May 27, 2015. Diaz agreed, without admitting or denying
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September 2, 2014
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Blog, Securities Fraud
According to the Pocono Record, the Financial Industry Regulatory Authority (FINRA) has accused insurance broker, Anthony Diaz, of purchasing unsuitable life insurance investments on behalf of nearly 80 clients. Unfortunately, most of the investors were reportedly near retirement. FINRA has alleged that Diaz falsified
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