arbitration provision
Tag Archive

  • How to file a FINRA complaint

    August 27, 2010 Comments (0) Blog, Securities Fraud

    Whether you realized it at the time or not, when you established your brokerage account, you likely entered into an arbitration provision that provides that if you have a dispute with your broker-dealer you agree to waive your right to bring that claim in Court and to arbitrate that dispute through FINRA’s Dispute

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