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Tag: ARS fraud

June 29, 2011

Raymond James Auction Rate Securities Settlement

According to the Investment News, as part of a settlement with eight states and the Securities and Exchange Commission, Raymond James...

Blog, Securities Fraud Articles

April 15, 2011

FINRA Fines Jefferies & Company Over Auction Rate Securities

The Financial Industry Regulatory Authority (FINRA) recently announced that it has fined Jefferies & Company, Inc. $1.5 million for...

Blog, Securities Fraud Articles

December 31, 2010

E-Trade Auction Rate Securities Fraud Investigation

The White Law Group is currently investigating securities fraud claims against New York based brokerdealer E-Trade Securities, LLC ...

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