Atlanta
Tag Archive

August 26, 2010

Georgia Securities Law

Each state has its own securities laws. The following are selected sections of the

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June 15, 2010

Richard Albert Seefried, a financial advisor in Spokane, Washington, suspended...

FINRA recently announced that Richard Albert Seefried, a financial advisor in

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September 30, 2009

Robyn Lynn O’Hara, formerly of WFG Investments, Inc. in Snellville,...

FINRA recently announced that Robyn Lynn O’Hara, formerly of WFG Investments, Inc.

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August 20, 2009

Stephanie Murch Haggerty, formerly of Register Financial Associates, Inc. in...

According to a recent FINRA announcement, Stephanie Murch Haggerty, formerly of

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August 12, 2009

Securities Fraud Claims involving Atlanta based brokerage firm J.P. Turner...

The Atlanta Business Chronicle recently touted J.P. Turner & Company, LLC as one

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