Tag Archive

August 23, 2010

FINRA Suspends North Miami Beach Financial Advisor Stephen Alan Jaffe

FINRA recently announced that it has suspended North Miami Beach, Florida financial

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July 21, 2010

Possible Securities Fraud Investigation Involving Morgan Stanley Smith Barney financial...

The White Law Group is investigating the trading practices of Morgan Stanley Smith

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October 28, 2009

Maria Duarte Pumariega, formerly registered with Wachovia Securities in Miami,...

FINRA recently announced that Maria Duarte Pumariega, a financial advisor formerly

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