Tag: AXA Advisors
Equitable Advisors (AXA Advisors) Regulatory Overview
The White Law Group reviews the regulatory history of Equitable Advisors (AXAAdvisors). Equitable Advisors (formerly AXA advisors)(CRD#:...
William J. Gray barred from FINRA for securities violations.
FINRA recently announced that William J. Gray, formerly of AXA Advisors, LLC in Woodbridge, New Jersey , has been barred from association...
Kenneth George Neely barred from Securities Industry
The Financial Industry Regulatory Authority has permanently barred a former Stifel, Nicolaus & Co., Inc. and AXA Advisors broker from...