AXA Advisors
Tag Archive

May 12, 2011

Most Profitable "Indie" Brokerage Firms

The Investment News recently announced the most profitable “indie” brokerage

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January 18, 2011

Top Independent Broker-Dealers According to Investment News

RANK Broker-dealer Total gross revenues 1 LPL Investment Holdings Inc. $2.8B • LPL

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November 26, 2010

Largest Independent Broker-Dealers

According to the Investment News, the following are the top broker-dealers (ranked

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September 23, 2009

William J. Gray, formerly of AXA Advisors, LLC in Woodbridge,...

FINRA recently announced that William J. Gray, formerly of AXA Advisors, LLC in

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August 9, 2009

Kenneth George Neely (formerly of AXA Advisors and Stifel, Nicolaus...

The Financial Industry Regulatory Authority has permanently barred a former Stifel,

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