BDC commissions
Tag Archive

  • Importance of Brokerage Firm Due Diligence on Alternative Investments

    alternative investments

    September 1, 2017 Comments (0) Current Investigations, Securities Fraud

    What are Alternative Investments? “Alternative investments” generally refer to all non-traditional investments – like stocks, bonds, and mutual funds.  Examples include oil and gas limited partnerships, non-traded REITs, business development companies, tenant-in-commons, and equipment leasing

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  • FS Investment Corporation Announces Public Offering

    December 1, 2016 Comments (0) Blog, Current Investigations

    Are you concerned about your investment losses with FS Investments (FSCI)? If so, The White Law Group may be able to help by filing a FINRA arbitration claim against the brokerage firm that sold you the investment. Founded in 2007, Franklin Square Capital Partners manage a variety of BDCs including non-traded, as well

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  • FS Investments BDC, Latest Valuations

    FS Investments

    November 22, 2016 Comments (0) Blog

    FS Investments – Securities Investigation Are you concerned about your investment losses in FS Investments (FSCI)? If so, The White Law Group may be able to help by filing a FINRA Dispute Resolution claim against the broker who sold you the investment. Founded in 2007, FS Investments (formerly Franklin Square)

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  • Investor Alert: FS Investment Corporation

    FS Investment Corporation

    September 21, 2016 Comments (0) Blog

    FS Investment Corporation Investment Losses Have you suffered losses investing in FS Investment Corporation (FSCI)? If so, The White Law Group may be able to help. Founded in 2007, Franklin Square Capital Partners manage a variety of BDCs including non-traded, as well as a publicly traded BDC on the NYSE. Besides

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  • BDCs – the good, the bad, and the UGLY

    BDCs

    June 14, 2016 Comments (0) Blog

      The White Law Group represents investors in FINRA arbitration claims against brokerage firms.  In that capacity, the firm has handled a number of cases involving business development companies (or BDCs).  The following is some of the firm’s observations on the good, the bad, and the UGLY involving these

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  • Gopi Krishana Vungarala Accused of Lying to Clients

    March 16, 2016 Comments (0) Blog, Securities Fraud

    The Financial Industry Regulatory Authority has charged a broker with allegedly lying to clients about commissions he received for selling non-traded REITs and business development companies (BDCs). According to Investment News, FINRA claims Gopi Krishana Vungarala “regularly lied” to his customer, a Native

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  • Overview of BDC Investments

    January 25, 2016 Comments (0) Blog

    A Business Development Company (“BDC”) is a form of investment company that invests in small and mid-sized businesses. Investors can buy shares in a BDC, and the money from their investments is used to fund the businesses. In turn, investors can profit from dividends paid on their investments, or, in

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