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April 8, 2014
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Blog, Securities Fraud
According to InvestmentNews, broker-dealer Berthel Fisher & Co. Financial Services Inc., “one of the biggest seller of DBSI TICs,” recently settled a lawsuit with the DBSI Private Action Trust. According to the report, “The trustee in 2010 sued Berthel Fisher and almost 100 other
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September 26, 2011
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Blog, Securities Fraud
The following is a brief breakdown of publicly available information regarding Berthel Fisher and its securities sales practices and FINRA regulatory history. Berthel Fisher is a FINRA registered broker-dealer based in Marion, Iowa. Although Berthel Fisher has a solid reputation in the securities industry, investors
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February 21, 2011
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Blog, Securities Fraud
According to the Investment News, three independent broker-dealers are suing their respective insurance carriers for failing to cover investors’ legal claims, with one charging that its insurer has exposed it to “financial ruin.” The broker-dealers, Next Financial Group Inc., Berthel Fisher & Company
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