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July 11, 2017
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Current Investigations
Investment Losses in Direxion Daily 20+ Year Treasury Bear 3X Shares (TMV) Have you suffered losses in Direxion Daily 20+ Year Treasury Bear 3X Shares (TMV)? If so, the securities attorneys of The White Law Group may be able to help you recover your losses through FINRA arbitration. According to Investment News,
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October 2, 2015
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Blog, Securities Fraud
The Securities and Exchange Commission (SEC) has issued enforcement actions against 22 municipal underwriting firms for violations in municipal bond offerings. Between 2010 and 2014 the 22 underwriting firms are accused of selling bonds containing false statements or omissions. In addition, firms allegedly failed to
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June 25, 2015
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Blog, Securities Fraud
The Securities and Exchange Commission has issued enforcement actions against 36 municipal underwriting firms. The cases were brought against the firms under the Municipalities Continuing Disclosure Cooperation (MCDC) Initiative. The SEC alleged the firm sold bonds that had offering documents that contained material
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July 9, 2013
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Blog, Securities Fraud
According to Investment News, bond outflows broke numerous records for the month of June. Following speculation that the Federal Reserve will begin slowing down bond purchases, investors dumped a record $60 billion in bond funds. In just one week, investors yanked a whopping $26 billion, surpassing the previous record
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July 3, 2013
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Blog, Securities Fraud
The White Law Group is investigating whether brokerage firms misrepresented or downplayed the risks of certain long duration bond funds? If so, these firms may be help responsible for any losses through a FINRA arbitration claim. The Pimco Total Return Fund, the world’s largest mutual fund, capped off the
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July 3, 2013
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Blog, Securities Fraud
The White Law Group is investigating whether brokerage firms misrepresented or downplayed the risks of certain long duration bond funds? If so, these firms may be help responsible for any losses through a FINRA arbitration claim. According to reports, during the past two months, the iShares Barclays 20+ year
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June 27, 2013
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Blog, Securities Fraud
According to the Financial Industry Regulatory Authority (FINRA), StateTrust Investment Inc has been fined $1.045 million by FINRA and ordered to pay more than $353,000 in restitution to customers for charging excessive markups and markdowns in fraudulent corporate bond transactions. In addition, FINRA fined the
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June 13, 2013
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Blog, Securities Fraud
When disclosing the risk of a particular bond offering, a financial advisor must make the investor fully aware of the following risks associated with all bonds: (1) Inflationary risk – i.e., the risk that fixed-income investments historically underperform other investments during times of inflation; (2) Credit risk
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June 7, 2013
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Blog, Securities Fraud
Have you suffered losses in T. Rowe Price US Treasury Long-Term Fund? If so, the securities attorneys of The White Law Group may be able to help you. T. Rowe Price US Treasury Long-Term Fund is a bond fund that invests primarily in long duration bonds. As such, the fund is exposed to credit risk …
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June 7, 2013
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Blog, Securities Fraud
Have you suffered losses in Rydex Govt Long Term 1.2x Strategy Fund? If so, the securities attorneys of The White Law Group may be able to help you. Rydex Govt Long Term 1.2x Strategy Fund is a bond fund that invests primarily in long duration bonds. As such, the fund is exposed to credit risk …
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