(888) 637-5510

Tag: bond fraud

Blog, Securities Fraud Articles

October 2, 2015

22 Firms Sanctioned for Improper Bond Offerings

The Securities and Exchange Commission (SEC) has issued enforcement actions against 22 municipal underwriting firms for violations in...

Read More →

Blog, Securities Fraud Articles

June 27, 2013

FINRA Fines Securities Firm $1 Million

According to the Financial Industry Regulatory Authority (FINRA), StateTrust Investment Inc has been fined $1.045 million by FINRA and...

Read More →

Blog, Securities Fraud Articles

January 4, 2011

Sanjeev Jayant Kumar Shah Pleads Guilty To Securities Fraud

A former Smith Barney financial adviser in New York has plead guilty to attempting to defraud a client of more than $3 million. According...

Read More →

Blog, Securities Fraud Articles

October 12, 2010

Recovery of Schwab YieldPlus Investment Losses

The White Law Group is investigating securities fraud claims involving the ultra-short bond funds Schwab YieldPlus (SWYPX) and Schwab...

Read More →

Investment Losses?

Contact our National Securities Fraud Attorneys

Why Hire The White Law Group?

$50 M

Recovered for Investors

30 Years

of Securities Law Experience

700+

FINRA Arbitration Cases

50 States

Representing Investors

5-Star

AVVO Attorney Rating

Contingency Based Fees

(312) 238-9650 | Fax (312) 238-8950 | (888) 637-5510 | 125 S. Wacker Drive, Suite 300, Chicago, Illinois 60606 The information you obtain at this site is not, nor is it intended to be, legal advice. You should consult an attorney for individual advice regarding your own situation. You may reproduce materials available at this site for your own personal use and for non-commercial distribution. All copies must include this copyright statement. © 2023 by The White Law Group, LLC All rights reserved.

PRIVACY POLICY