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September 26, 2011

Securities Regulatory Information Regarding MML Investors Services

The following is a brief breakdown of publicly available information regarding MML

September 26, 2011

Securities Regulatory Information Regarding Commonwealth Financial Network

The following is a brief breakdown of publicly available information regarding

September 22, 2011

Securities Regulatory Information Regarding LPL Financial

The following is a brief breakdown of publicly available information regarding LPL

May 18, 2011

Canaccord Genuity Inc. fka Canaccord Adams, Inc. fined by FINRA

Canaccord Genuity Inc. fka Canaccord Adams, Inc. (CRD #1020, Boston, Massachusetts)

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