Brian David Smit LPL Financial
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  • Brian David Smit barred from securities industry.

    May 16, 2016 Comments (0) Blog

    According to a recent FINRA disciplinary announcement, Brian David Smit (CRD #5767978, Sioux Falls, South Dakota) submitted an AWC in he was barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Smit consented to the sanction and to the entry of findings that he

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