broker commissions
Tag Archive

  • Financial Advisor Double-Dipping of Commissions


    June 1, 2017 Comments (0) Blog, Securities Fraud

    Is your Financial Advisor Double Dipping? Traditionally, financial advisors charge fees in one of two ways.  Either they are paid commissions on a per trade basis or they are paid a percentage (usually 1%) of the assets they are managing.  When a financial advisor charges BOTH a commission per trade and a management

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  • Beware of High Commission Products

    October 17, 2013 Comments (1) Blog, Securities Fraud

    Stockbrokers are essentially salesmen that primarily work for commissions. The commission’s stockbrokers earn varies between the types of securities products. In general, securities products that are more complex and high risk offer better commissions. Unfortunately, the high commissions stockbrokers earn may

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