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Tag: broker fraud

Blog, Securities Fraud Articles

Activity Letter from my Brokerage Firm: What does it mean?

Why did my Brokerage Firm send me this letter? If you have ever received a letter from your brokerage firm regarding the trading, or...

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Blog, Securities Fraud Articles

How to File a Complaint against your Broker

If you have a Dispute with your Broker Whether you realized it at the time or not, when you established your brokerage account, you likely...

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Blog, Securities Fraud Articles

Fastest Growing Independent Broker-Dealers

The Ten Fastest Growing Independent Broker-Dealers in 2022 According to  Investment News, the following brokerage firms are the top ten...

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Blog, Securities Fraud Articles

Risks of Investing in Leveraged and Inverse Exchange-traded Funds (ETFs)

Overview of Inverse and Leveraged Exchange-Traded Funds (ETFs)  Did your broker recommend investing in leveraged or inverse ETFs?  The...

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Blog, FINRA SEC Sanctions, Securities Fraud Articles

Berthel, Fisher and Co.: Complaints and Regulatory Actions

The White Law Group reviews the regulatory history of Berthel, Fisher and Company Financial Services.   The following is a review of...

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Blog, Securities Fraud Articles

West Lafayette, Indiana Securities Fraud / Broker Fraud Attorney

Securities Fraud Attorneys in West Lafayette, Indiana  Have you suffered losses investing with your financial advisor or broker? If so,...

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