Buckets of Money strategy
Tag Archive

  • Ray Lucia Loses Appeal to SEC Ban

    August 10, 2016 Comments (0) Current Investigations

    According to reports, Ray ‘Buckets of Money’ Lucia’s appeal to SEC ban is denied in Federal Court on Tuesday. Lucia, former financial adviser and radio show host, had challenged the right of the SEC to use administrative law judges to hear cases such as his.  Ray Lucia, Sr.

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  • Update on Ray Lucia

    October 7, 2015 Comments (0) Blog, Securities Fraud

    According to reports, the Securities and Exchange Commission recently voted to uphold the judgment against former investment advisor Raymond Lucia. In 2012 the SEC accused Lucia of misleading investors about his “buckets of money” strategy. The SEC alleges Lucia misled investors who attended seminars that

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  • Ray Lucia back in the news

    July 10, 2013 Comments (0) Blog, Securities Fraud

    According to Investment News, “In an initial decision, administrative-law judge Cameron Elliot ruled that Mr. Lucia misrepresented for years ‘the validity of purported back-testing in seminars for prospective investors’ interested in his Buckets of Money strategy for retirement savings.” Back in September

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  • Ray Lucia, Sr. charged by SEC for allegedly misleading investors.

    September 5, 2012 Comments (0) Blog, Securities Fraud

    According to reports, Ray Lucia Sr. has been charged by the Securities and Exchange Commission for spreading misleading information about his “Buckets of Money” strategy at a series of investment seminars. The SEC’s Division of Enforcement alleges Lucia claimed that the wealth management strategy he promoted at

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