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• FINRA Awards Retired Schoolteachers $2.38 Million

  

  February 5, 2019 Comments (0) Blog, Current Investigations

  Capitol Securities Management – Glen Allen, VA According to Investment News  yesterday, a Financial Industry Regulatory Authority Inc. arbitration panel has awarded two retired schoolteachers a total of $2.38 million for allegations of excessive trading, unauthorized fund transfers and withdrawals, and fraud.

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