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Tag: CDO lawyer

Blog, Securities Fraud Articles

August 10, 2011

Stifel Nicolaus investigated by SEC over risky investments, CDOs

According the Investment News, Stifel, Nicolaus & Co. and a former executive at the brokerage defrauded five eastern Wisconsin school...

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Blog, Securities Fraud Articles

April 6, 2011

Wells Fargo to settle SEC claim involving CDO sales.

According to the Investment News, home loan giant Wells Fargo & Co. has agreed to pay $11.2 million to settle federal securities...

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