Cetera Financial Specialists
Tag Archive

Cetera July 12, 2018

Cetera Censured and Fined $200,000 for Failure to Supervise

FINRA Censures Cetera for barred brokers’ outside activities. According to the

Read article

Cetera Financial Group August 23, 2017

Cetera Broker-dealers to pay $3.3 million in Restitution

Cetera Financial Group Settles with FINRA According to reports, five Cetera

Read article