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December 17, 2020

3 Cetera Firms to pay $1 Million for Supervisory Issues

FINRA Censures and Fines Cetera for Alleged Supervisory Issues According to a Letter

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December 12, 2017

FINRA Censures Former Cetera Firms for Overcharges

Investors Capital Corp., J.P. Turner & Co. and VSR Financial Services to pay

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Cetera fined
Tag Archive

3 Cetera Firms to pay $1 Million for Supervisory Issues

FINRA Censures Former Cetera Firms for Overcharges

THE WHITE LAW GROUP

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Cetera fined Tag Archive

THE WHITE LAW GROUP

Investment Losses?

Cetera fined
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