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April 13, 2017
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Current Investigations, Securities Fraud
Disciplinary Actions against Andrew G. Rosenberg just announced Have you suffered financial losses as a result of investments made with Andrew G. Rosenberg? If so, The White Law Group may be able to help you recover your investment losses through an arbitration claim with the Financial Industry Regulatory Authority
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April 13, 2017
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Current Investigations, Securities Fraud
Disciplinary Actions against Stuart Horowitz just announced Have you suffered financial losses as a result of investments made with Stuart Horowitz? If so, The White Law Group may be able to help you recover your investment losses through an arbitration claim with the Financial Industry Regulatory Authority (FINRA).
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April 13, 2017
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Current Investigations
Disciplinary Actions against Eric Kuchel just announced Certified Financial Planner Board of Standards, Inc. (CFP Board) announced last week public disciplinary actions against Eric Kuchel, Brea, CA: In November 2016, CFP Board issued an order permanently revoking Kuchel’s right to use the CFP® certification
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April 13, 2017
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Current Investigations
CFP Board: Disciplinary actions relate to 23 current or former CFP® professionals CFP Board announced last week public disciplinary actions against the following individuals, effective immediately or on the date noted in each case. Public disciplinary actions taken by CFP Board, in order of increasing severity,
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May 1, 2016
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Current Investigations
Public Disciplinary Action List CFP Board is a non-profit organization acting in the public interest by fostering professional standards in personal financial planning through its setting and enforcement of the education, examination, experience, ethics and other requirements for CFP®certification. CFP Board’s
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