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CFP Board ethical standards
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Andrew G. Rosenberg

April 13, 2017

CFP Board Revokes Certification of Financial Advisor Andrew G. Rosenberg

Disciplinary Actions against Andrew G. Rosenberg just announced Have you suffered

Stuart Horowitz

April 13, 2017

CFP Board Revokes Certification of Advisor Stuart Horowitz

Disciplinary Actions against Stuart Horowitz just announced Have you suffered

Eric Kuchel

April 13, 2017

CFP Board Revokes Certification of Former Advisor Eric Kuchel

Disciplinary Actions against Eric Kuchel just announced Certified Financial Planner

CFP Board imposes discipline. Featured by top securities fraud attorneys, The White Law Group.

April 13, 2017

CFP Board Imposes Discipline

CFP Board: Disciplinary actions relate to 23 current or former CFP® professionals

O. N. Equity Sales Company reportedly to pay $1 Million...
May 3, 2021
FINRA Claim: Morgan Stanley & Broker Jacob Shapira Sued over...
April 30, 2021
David Martirosian of Joseph Stone Capital Barred from Securities Industry
April 28, 2021
Pruco’s Frederick Joseph Rock – Fred Rock – Suspended from...
April 28, 2021

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