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Tag: CFP Board financial planners

CFP Board Disciplinary Action: Investigation and Inquiries, featured by top securities fraud attorneys, The White Law Group

Blog, Current Investigations

October 28, 2020

CFP Board Disciplinary Action: Investigation and Inquiries

Financial Advisors: Concerned about a CFP Board Inquiry? If you are a financial advisor and have received a CFP Board Inquiry requesting...

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CFP Board to spend $5 Million running background checks on all CFPs in 2020, featured by top securities fraud attorneys, The White Law Group

Blog, Current Investigations

June 29, 2020

CFP Board to spend $5 Million running background checks on CFPs in 2020

CFP Board to spend $5 Million running background checks on all CFPs in 2020 After news of reported significant failures in its enforcement...

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