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Tag: Chicago churning lawyer

Publications

Wall St. Cheat Sheet: Is Your Broker Churning Your Investment Account?

Financial Professionals are like any profession – there are good ones and there are bad ones. As long as financial advisors are compensated by commissions, some of the unscrupulous ones will continue to attempt to enrich themselves by excessively trading accounts…

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Blog, Securities Fraud Articles

FINRA Awards suggest churning remains problem

FINRA Churning awards Based on FINRA awards, it appears that churning continues to be a problem in the securities industry.  From January...

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