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Bart J. Ellis July 18, 2017

Former Arizona Financial Advisor Bart J. Ellis Pleads Guilty

Bart J. Ellis Accused of Defrauding Clients for more than $1.1 Million Have you

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FINRA July 10, 2017

FINRA Bars Clay E. Hoffman from the Securities Industry

FINRA June 2017 Disciplinary Report According to the Financial Industry Regulatory

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FINRA July 10, 2017

FINRA Bars Gregg Templeton from the Securities Industry

FINRA June 2017 Disciplinary Report According to FINRA, Gregg Templeton (CRD

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Tracy Rae Turner May 10, 2017

Tracy Rae Turner Barred from Securities Industry

FINRA Bars Former California Broker Tracy Rae Turner According to various reports,

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Jesse Holovacko May 3, 2017

Former NJ Advisor Jesse Holovacko Convicted of Wire Fraud and...

Jesse Holovacko was convicted in federal court for defrauding a client out of his

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Thomas E. Andrews April 28, 2017

Former Utah Broker Thomas E. Andrews Under Investigation by the...

Thomas E. Andrews is Currently Serving Federal Prison Term According to a press

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Ronald Broadstone April 28, 2017

Ronald Broadstone Barred from Securities Industry

FINRA Bars Former Ohio Broker Ronald Broadstone from Securities Industry According

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Scott A. Sibley April 27, 2017

Scott A. Sibley Barred from Securities Industry

Former Boca Raton Broker Barred from Securities Industry According to FINRA, Scott

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Jose R. Gonzalez April 27, 2017

Jose R. Gonzalez Barred from Securities Industry

Recovery of Investment Losses with Jose R. Gonzalez Have you suffered losses

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Demitrios Hallas April 27, 2017

Former Advisor Demitrios Hallas Under Investigation by the SEC

SEC Investigates Demitrios Hallas for Unsuitable investments Have you suffered

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