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February 20, 2018
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Current Investigations, Securities Fraud
FBI Investigation Uncovers Investment Fraud Scheme with Jason Mininger Have you suffered losses investing with Jason Mininger and Kovack Securities? If so, the securities attorneys at The White Law Group may be able to help you to recover your losses by filing a FINRA arbitration claim. According to a U.S.
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June 7, 2017
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Current Investigations, Securities Fraud
Hugh M. Dyson Sentenced to 48 Months Prison Did you suffer losses investing with Hugh M. Dyson? If so, The White Law Group may be able to help you recover your losses by filing a FINRA Arbitration claim against the brokerage firm where he was employed. According to reports, former Ameriprise advisor Hugh M. Dyson
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April 21, 2017
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Current Investigations, Securities Fraud
FINRA Sues Berthel Fisher and Former Advisor According to reports, FINRA is charging Berthel Fisher with failure to supervise sales of unit investment trusts. The company, which has 350 representatives operating in 230 branch offices, is being sued along with its former broker. Charges include structuring sales from
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April 20, 2017
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Current Investigations, Securities Fraud
Ex-Merrill Lynch broker Jeffrey Kluge, pleaded guilty to two counts of bank fraud in March for swindling two banks for $8.7 million. Jeffrey Kluge, a 25-year veteran of Merrill Lynch in St. Paul, MN, created false Merrill Lynch account statements as part of the scheme to establish multi-million dollar lines of
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April 18, 2017
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Blog
Former Texas Advisor David W. Johnson Sentenced to Prison Have you suffered losses investing with David W. Johnson of Keller, TX? If so, The White Law Group may be able to help you recover your losses by filing a FINRA Arbitration claim against the brokerage firm where he was employed. David W. Johnson, 57, was
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April 18, 2017
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Securities Fraud
Recovery of Investment Losses with Hossein Amirriahei Have you suffered losses investing with Hossein Amirriahei? If so, the attorneys at The White Law Group may be able to help you recover your losses by filing a FINRA Arbitration claim against the brokerage firm that employed him. According to FINRA, Hossein
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April 18, 2017
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Current Investigations
Recovery of Investment Losses with Andrew B. Kramer Have you suffered losses investing with Andrew B. Kramer? If so, the attorneys at The White Law Group may be able to help you recover your losses by filing a FINRA Arbitration claim against the brokerage firm that employed him. According to FINRA, Andrew B. Kramer
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March 29, 2017
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Blog, Securities Fraud
Recovery of Investment Losses with Daniel H. Glick Have you suffered losses investing with Daniel H. Glick (CRD #2175655, Chicago, Illinois)? If so, The White Law Group may be able to help you recover your losses through FINRA Arbitration. The Securities and Exchange Commission announced Monday an emergency asset
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May 30, 2014
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Blog, Securities Fraud
FINRA recently announced that it has barred Daniel Howard Glick (CRD #2175655, Chicago, Illinois) from association with any FINRA member in any capacity. The FINRA notice stated that, without admitting or denying the findings, Glick consented to the sanction and to the entry of findings that in the course of an
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October 14, 2013
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Blog, Securities Fraud
Have you suffered unnecessary financial losses as a result of stockbroker malpractice? If so, the White Law Group may be able to help you recover your investment losses by filing a FINRA arbitration claim. The term malpractice is not generally used to describe disputes that arise between investors and stockbrokers.
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