January 17, 2011
FINRA is requesting comment on a proposal to amend FINRA Rule 5122, which requires,
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January 13, 2011
Financial Advisors have a fiduciary duty to research investments and to make sure
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January 11, 2011
According to the New York Post, in May 2010, FINRA accused Long Island brokerage
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January 7, 2011
The White Law Group is investigating potential claims on behalf of investors who
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January 7, 2011
The White Law Group often serves as local counsel throughout California for
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January 4, 2011
A former Smith Barney financial adviser in New York has plead guilty to attempting
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January 3, 2011
Financial Industry Regulatory Authority (FINRA) recently announced that it has
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December 31, 2010
The White Law Group is currently investigating securities fraud claims against New
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December 28, 2010
The White Law Group is investigating the appropriateness of UBS’ PACE program for
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December 28, 2010
The White Law Group is investigating potential claims involving the alleged Ponzi
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