The White Law Group

churn & burn
Tag Archive

• SEC Alert on Red flags of excessive trading, churning

  

  March 29, 2017 Comments (0) Blog, Securities Fraud

  NY Brokers charged the same day in churning scheme The Securities and Exchange Commission issued an investor alert In January warning investors about excessive trading and churning in brokerage accounts the same day it charged two New York brokers with benefiting themselves in such a scheme. The SEC’s

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• Is your Financial Advisor Churning your Account?

  February 14, 2017 Comments (0) Securities Fraud

  Is your Financial Advisor Churning your Account? Have you suffered losses investing with your financial advisor? If so, The White Law Group may be able to help you by filing a FINRA arbitration claim against the brokerage firm that sold you the investments. Like any profession – there are good financial advisors and

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• Wall Street v. Main Street Podcast – Episode 10

  January 10, 2017 Comments (0) Blog, Podcasts, Securities Fraud

  What is Churning?                     Churning is excessive trading by a broker in a client’s account largely to generate commissions. Churning claims arise out of the inherent conflict of interest involved when a financial advisor is compensated by commissions

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• Securities Attorney’s view of the basics of churning fraud

  

  November 27, 2012 Comments (0) Blog, Securities Fraud

  What is Churning Fraud? Churning fraud is defined as an unethical practice employed by some financial advisors to increase their commissions by excessively trading in a client’s account.  This practice violates various FINRA Rules and is often referred to as “churn and burn”, “excessive

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