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FINRA Cracks Down on Excessive Trading, featured by top securities fraud attorneys, The White Law Group December 15, 2020

FINRA Cracks Down on Excessive Trading

FINRA says there will be an Increase in Excessive Trading Cases in 2021 The

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Joseph C. Farah January 26, 2018

Joseph C. Farah Barred from Securities Industry

FINRA Alleges Joseph C. Farah Churned Customer’s Account According to the

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Steven John Meyer October 13, 2017

Steven John Meyer Barred from Securities Industry

Steven John Meyer, Recovery of Investment Losses According to the Financial Industry

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Barclays May 4, 2017

Barclays Capital to pay $16.5 million for Failure to Supervise

Barclays Capital Failure to Supervise According to an SEC press announcement this

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Demitrios Hallas April 27, 2017

Former Advisor Demitrios Hallas Under Investigation by the SEC

SEC Investigates Demitrios Hallas for Unsuitable investments Have you suffered

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Dawn Bennett April 4, 2017

Dawn Bennett Ordered to Pay $4 Million by the SEC

Recovery of Investment Losses with Dawn Bennett Former investment adviser Dawn

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