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January 26, 2018
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Current Investigations, Securities Fraud
FINRA Alleges Joseph C. Farah Churned Customer’s Account According to the Financial Industry Regulatory Authority, on January 17, 2018, Joseph C. Farah (CRD#: 2978633, Irvine, CA) submitted an Offer of Settlement consenting to FINRA’s findings and is permanently barred from working in the securities industry.
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January 9, 2018
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Blog, Current Investigations, Securities Fraud
FINRA Orders Broker and Madison Avenue Securities to pay Court costs and fees According to the Financial Industry Regulatory Authority, an all-public FINRA arbitration panel has awarded a California investor the entire amount of her churning claim. The award is against broker David Lloyd Barber and his firm, Madison
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December 19, 2017
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Current Investigations
Investigating Potential Claims – Sonoma Ridge Partners aka Jadda Secured Senior Mortgage Fund The White Law Group continues to investigate potential claims involving broker dealers who may have unsuitable recommended Sonoma Ridge Partners (aka Jadda Secured Senior Mortgage Fund) to investors. Sonoma Ridge Capital is
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October 26, 2017
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Blog, Current Investigations
Investigating Potential Claims involving Direxion Daily Semiconductor Bear 3X Are you concerned about investment losses in Direxion Daily Semiconductor Bear 3X at the recommendation of your financial advisor? If so, the securities attorneys at The White Law Group may be able to help you recover your losses by filing a
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October 25, 2017
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Blog, Current Investigations
Direxion Daily FTSE China Bear 3X Investment Losses Have you suffered losses investing in Direxion Daily FTSE China Bear 3X at the recommendation of your financial advisor? If so, the securities attorneys at The White Law Group may be able to help you recover your losses through FINRA Arbitration. Direxion Daily
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October 13, 2017
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Blog
Steven John Meyer, Recovery of Investment Losses According to the Financial Industry Regulatory Authority, Steven John Meyer of Staten Island, New York, has been barred from the securities industry. In August, Steven John Meyer was barred by The State New Hampshire State Securities Bureau for allegations of
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August 10, 2017
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Blog, Current Investigations
VII Peaks Capital Private Placement Investment Investigation Are you concerned about your investment in VII Peaks Capital? If so The White Law Group may be able to help you by filing a FINRA arbitration claim against the brokerage firm that sold you the investment. According to their website, the VII Peaks Capital was
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August 3, 2017
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Blog, Current Investigations, Securities Fraud
Investigating Potential Claims Involving CMP Town & Country LP Did you lose money investing in CMP Town & Country LP? If so, the securities attorneys at The White Law Group may be able to help you recover your losses by filing a FINRA Arbitration claim against the brokerage firm that sold you the investment.
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July 24, 2017
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Current Investigations
Investigating Potential Claims in Carter Validus Mission Critical REIT II Did you lose money investing in Carter Validus Mission Critical REIT II at the recommendation of your broker? If so, the securities attorneys at The White Law Group may be able help you recover your losses through FINRA Arbitration. SC
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July 16, 2017
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Blog, Current Investigations, Securities Fraud
Recovery of Investment Losses with Dawn Bennett Financial Advisor Dawn Bennett first came in to the limelight in September 2015 when the Securities and Exchange Commission (SEC) charged her with fraud for claims made on her radio show and Facebook page, alleging that she was “grossly inflating”
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