Citigroup fraud
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August 9, 2011

Citigroup fined by FINRA for failure to supervise a sales...

The Financial Industry Regulatory Authority (FINRA) recently announced that it has

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May 18, 2011

Citigroup Global Markets Inc. fined by FINRA

Citigroup Global Markets Inc. (CRD #7059, New York, New York) recently submitted a

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January 4, 2011

Former Smith Barney Financial Advisor Sanjeev Jayant Kumar Shah Pleads...

A former Smith Barney financial adviser in New York has plead guilty to attempting

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