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Tag: Citigroup Global Markets lawsuit

August 21, 2019

CitiGroup Global Markets Censured & Fined

FINRA Reportedly Sanctions CitiGroup Global for Supervisory Issues regarding UITs According to FINRA’s August Disciplinary report, on...

Blog, Current Investigations

May 15, 2018

Citigroup Global Markets Inc. Censured & Fined $450,000

FINRA Sanctions Citigroup for Supervisory Issues According to FINRA on February 9, an AWC was issued in which Citigroup Global Markets Inc....

Blog, Current Investigations

December 29, 2017

Citigroup Global Markets hit with $11.5 Million in Sanctions

Citigroup Global Markets Reportedly displayed inaccurate research ratings According to the Financial Industry Regulatory Authority, the...

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