The White Law Group

Citigroup
Tag Archive

• Recovery of Citigroup Reverse Convertible Notes Losses

  May 12, 2015 Comments (0) Blog, Securities Fraud

  Have you suffered losses investing in Citigroup Reverse Convertible Notes? If so, the securities attorneys of The White Law Group may be able to help you recover your losses in a FINRA arbitration claim against the brokerage firm that recommended the investment. Reverse Convertible Notes (“RCNs”) are

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• Securities Fraud Investigation Involving CIT InterNotes

  September 1, 2010 Comments (0) Blog, Securities Fraud

  The White Law Group is investigating securities fraud claims on behalf of investors involving CIT InterNotes. The sale of CIT InterNotes to individual retail clients resulted from institutional investors growing reluctance to lend to CIT Group Inc. as they became increasingly aware of CIT’s deteriorating

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• Investigation Into Possible Securities Fraud Involving Citigroup's ASTA and MAT funds

  August 10, 2010 Comments (0) Blog, Securities Fraud

  The White Law Group is investigating securities fraud claims on behalf of investors with investment losses in Citigroup’s ASTA and MAT funds. Citigroup began offering the ASTA and MAT funds in 2002 to Smith Barney brokerage clients and private bank customers with more than $5 million in liquid assets. Essentially

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• Current Securities Fraud Investigations

  June 29, 2010 Comments (0) Blog, Securities Fraud

  The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida. The firm is dedicated to assisting investors who have suffered investment losses as a result of their financial

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• Investigating regarding the appropriateness of structured products such as ELKS for retail investors.

  June 17, 2010 Comments (0) Blog, Securities Fraud

  The White Law Group is investigating the appropriateness of structured product investments sold by various broker-dealers (including Citigroup’s ELKS structured product), to retail investors. Structured products are complicated investments that are only appropriate for sophisticated or institutional investors.

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• Gary Robert Stremel, formerly of Citigroup Global Markets, Inc. in Houston, Texas, barred from FINRA for securities fraud violations.

  October 29, 2009 Comments (0) Blog, Securities Fraud

  FINRA recently announced that Gary Robert Stremel, formerly of Citigroup Global Markets, Inc. in Houston, Texas, has been barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Stremel consented to the entry of findings that he exercised discretion in a customer’s

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• FINRA Fines Citigroup Global Markets, UBS and Deutsche Bank $425,000, Orders Customer Restitution for Supervisory Failures in Vonage IPO

  September 25, 2009 Comments (0) Blog, Securities Fraud

  The Financial Industry Regulatory Authority (FINRA) recently announced that it has fined Citigroup Global Markets, UBS Securities and Deutsche Bank Securities a total of $425,000 — and ordered the firms to make payments to customers that could total $420,000 — in connection with the firms’ failure to

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• FINRA Bars Citigroup Sales Assistant Tamara Lanz Moon of Redwood City, California for Taking More Than $850,000 From Customers, Falsifying Records, and Making Unauthorized Trades

  September 4, 2009 Comments (0) Blog, Securities Fraud

  Broker Targeted Accounts of Elderly and Vulnerable Clients; Citigroup Has Paid Restitution to Customers The Financial Industry Regulatory Authority (FINRA) recently announced that it has barred Tamara Lanz Moon of Redwood City , CA , from the securities industry for wrongfully taking over $850,000 in funds from at

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