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November 2, 2018
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Blog, Current Investigations
Former LPL Financial Advisor Sonya Camarco – Colorado Springs, Colorado According to reports today, Sonya Camarco, former LPL Financial advisor, has been sentenced to 20 years in prison for allegedly stealing client funds. From January 2013 to May 2017, Camarco purportedly diverted more than $1.8 million in
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June 19, 2018
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Blog, Current Investigations, Securities Fraud
FINRA Bars Dennis Farrah for Allegedly Selling Away According to the Financial Industry Regulatory Authority (FINRA), the regulator has reportedly barred financial advisor Dennis Farrah from the securities industry. This comes after the Colorado Securities Division reportedly revoked Farrah’s Colorado Sales
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February 28, 2012
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Blog, Securities Fraud
According to the Investment News, a former stockbroker in Colorado has been criminally charged with securities fraud for selling Medical Capital notes. The nine counts of securities fraud filed last Thursday by the Weld County District Attorney’s Office against John Brady Guyette are believed to be the first
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May 28, 2010
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Blog, Securities Fraud
FINRA recently announced that Gerald Jamieson Kesner, formerly of Raymond James Financial Services in Lakewood, Colorado, has been barred from association with any FINRA member in any capacity. According to the FINRA announcement, the NAC imposed the sanction following appeal of an OHO decision. The sanction was based
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