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October 26, 2010
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Blog, Securities Fraud
The White Law Group reviews securities fraud cases throughout the country, including reviewing securities fraud cases involving all of the FINRA registered broker-dealers. Wedbush Securities is a FINRA registered broker-dealer founded in 1955. It is primarily a West Coast firm, with headquarters in Los Angeles,
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July 15, 2010
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Blog, Securities Fraud
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with over thirty years securities law experience, including experience at FINRA (f/k/a the NASD) and the SEC. The firm has offices in Chicago, Illinois and Boca Raton,
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June 4, 2010
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Blog, Securities Fraud
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida. The White Law Group has its offices in Chicago, Illinois and Boca Raton, Florida because of the obvious benefits
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May 28, 2010
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Blog, Securities Fraud
FINRA recently announced that Gerald Jamieson Kesner, formerly of Raymond James Financial Services in Lakewood, Colorado, has been barred from association with any FINRA member in any capacity. According to the FINRA announcement, the NAC imposed the sanction following appeal of an OHO decision. The sanction was based
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May 1, 2010
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Blog, Securities Fraud
FINRA recently announced that Michael Anthony Gist, formerly a financial advisor with Ameritas Investment Corp. in Highlands Ranch, Colorado , has been fined $15,000, ordered to pay $231,877.43, plus interest, in restitution to a customer and suspended from association with any FINRA member in any capacity for two
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September 21, 2009
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Blog, Securities Fraud
FINRA recently announced that Steven Dale Fowler, formerly of American Family Securities, LLC in Parker, Colorado, has been barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Fowler consented to findings that he misused insurance customers’ funds totaling
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