The White Law Group

Columbia
Tag Archive

• Charleston, South Carolina Securities Fraud / Broker Fraud Attorney

  June 7, 2010 Comments (0) Blog, Securities Fraud

  The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm. The firm has offices in Chicago, Illinois and Boca Raton, Florida. The White Law Group has its offices in Chicago, Illinois and Boca Raton, Florida because of the obvious

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• Hilton Head, South Carolina Securities Fraud / Broker Fraud Attorney

  June 7, 2010 Comments (0) Blog, Securities Fraud

  The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm. The firm has offices in Chicago, Illinois and Boca Raton, Florida. The White Law Group has its offices in Chicago, Illinois and Boca Raton, Florida because of the obvious

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• Oren Sullivan & William Spencer, Barred for Ponzi Schemes

  

  October 28, 2009 Comments (0) Blog, Securities Fraud

  Oren Sullivan,  NYLife Securities – William Spencer, Wiley Bros. The Financial Industry Regulatory Authority (FINRA) recently announced that in separate enforcement actions, it has permanently barred two stock brokers, Oren Sullivan & William Spencer, for running multi-million-dollar Ponzi schemes that

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• Frederick J. Barton, formerly of Enterprise Equities, Inc. in Columbia, Maryland, being investigated for possible securities violations.

  October 6, 2009 Comments (0) Blog, Securities Fraud

  The SEC recently announcements that an Administrative Law Judge issued an Initial Decision in Frederick J. Barton (Barton), Admin. Proc. 3-13548 (Sept. 24, 2009), in which she found that Barton and companies he controlled had been enjoined from any future violations of Section 17(a) of the Securities Act of 1933,

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