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Tag: commodities lawyer

Blog, Securities Fraud Articles

NFA Action – Oregon Firm System Capital, LLC

National Futures Association (NFA) recently announced that it has taken an emergency enforcement action against System Capital, LLC (System...

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Blog, Securities Fraud Articles

NFA fines Chicago firm Brewer Futures Group LLC

National Futures Association (NFA) has fined Brewer Futures Group LLC (BFG) and its principal, Steven J. Brewer $100,000. BFG is an...

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Blog, Securities Fraud Articles

NFA takes an emergency enforcement action against IAG

National Futures Association (NFA) announced that it has taken an emergency enforcement action against IAG Capital Management, LLC (IAG),...

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Blog, Securities Fraud Articles

NFA revokes registration of several associated persons

National Futures Association (NFA) has revoked the registrations of Jeremy J. Grena, Nabil P. Niman, Nicholas P. Payne, William M. Rill and...

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Blog, Securities Fraud Articles

NFA Investigates Spirit Investments

In August 2010, National Futures Association (NFA) announced that it had taken a Member Responsibility Action (MRA) and Associate...

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Blog, Securities Fraud Articles

NFA Discovery Rules and Discovery Process

If a commodities or futures investor has an investment fraud claim, it is likely that such claim will be arbitrated through NFA’s dispute...

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