Dallas
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December 20, 2010

Iowa Broker Dealers Named In Suit Involving Provident Royalties

According to the Business Record, DeWaay Financial Network LLC of Clive and three

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September 30, 2010

Penson Financial Services and Pinnacle Capital Markets fined by FINRA.

In February 2010, the Financial Industry Regulatory Authority (FINRA) announced that

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June 11, 2010

Dallas, Texas Securities Fraud / Broker Fraud Attorney

The White Law Group, LLC is a national securities fraud, securities arbitration,

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September 18, 2009

Sheila Dawnell Dowling, formerly of Fidelity Brokerage Services, LLC in...

FINRA recently announced that Sheila Dawnell Dowling, formerly of Fidelity Brokerage

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September 17, 2009

Penson Financial Services, Inc., in Dallas, Texas, fined by FINRA...

FINRA recently announced that Penson Financial Services, Inc. has been fined $38,000

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August 18, 2009

Penson Financial Services, Inc., based in Dallas, Texas, fined by...

Penson Financial Services, Inc. was recently fined $27,500 by FINRA. Without

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August 8, 2009

SEC Indicts Dallas Financiar Brion Gary Randall on Securities Fraud

As reported in the Dallas Morning News, the Securities and Exchange Commission filed

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