David Lerner FINRA investigation
Tag Archive

October 22, 2012

FINRA fines David Lerner over Apple REIT sales.

The Financial Industry Regulatory Authority Inc. recently announced that it has

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April 5, 2012

David Lerner fined over municipal bond and CMO transactions.

A Financial Industry Regulatory Authority Inc. hearing panel recently ordered David

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January 31, 2012

David Lerner in more trouble over Apple REITs

It is being reported that FINRA recently filed an enforcement complaint against

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July 18, 2011

More David Lerner / Apple REIT Bad News?

According to the Investment News, clients of David Lerner Associates Inc. holding

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June 28, 2011

David Lerner Securities Fraud Investigation Involving Apple REIT Continues…

Despite the writing on the wall, David Lerner continues to maintain that there is

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June 1, 2011

David Lerner Associates Investigated by FINRA over Apple REIT sales

According to the Investment News, David Lerner Associates Inc. has been accused of

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